Glossary

← Back to Education

Plain-language definitions for the terms you'll run into reading an Apex alert. This isn't a textbook. It's the shorthand a trading desk uses, explained without the jargon.

Float
The number of shares actually available for the public to trade, after excluding insider holdings, restricted stock, and other locked-up shares. A small float means less supply available to meet demand, which is a major reason certain small-caps move so hard.
Market Cap
Share price multiplied by total shares outstanding. It's a rough measure of a company's total value as priced by the market, not a measure of the cash it actually has.
Shares Outstanding
The total number of shares a company has issued, including insider and restricted shares. This grows every time a company issues new stock, which is how dilution happens.
Dilution
An increase in shares outstanding that shrinks each existing shareholder's slice of the company. Usually happens when a company raises cash by selling new shares instead of generating it from operations.
Catalyst
A specific, identifiable event (news, a filing, an earnings report, a contract) that gives the market a reason to trade a stock right now. Alerts are built around catalysts because they explain why a move is happening today rather than some other day.
Resistance
A price level where a stock has previously struggled to break through, because sellers tend to show up there. A breakout above resistance often triggers fresh buying.
Support
A price level where a stock has previously found buyers and stopped falling. A break below support often triggers fresh selling.
Breakout
A move where price pushes decisively through a resistance level on strong volume, often the trigger point momentum traders watch for.
Gap
A jump in price between one session's close and the next session's open, with no trading in between. Gaps usually reflect news that broke while the market was closed.
Relative Volume
How today's trading volume compares to a stock's typical average. A stock trading at five times its normal volume is showing unusual interest, which is one of the clearest early signs of a momentum move.
Liquidity
How easily a stock can be bought or sold without moving the price against you. Low liquidity means wide spreads and slippage, especially when you're trying to exit.
Halt
A temporary, exchange-ordered pause in trading, often triggered by extreme volatility or a pending material news announcement. Halts can happen on the way up or the way down, and trading can reopen sharply gapped in either direction.
Short Interest
The number of shares currently sold short (borrowed and sold, betting the price falls) relative to the float. High short interest against a small float can fuel a squeeze if buyers force short-sellers to cover by buying back shares.
OTC Markets
A network of markets for stocks that don't trade on a major exchange like the Nasdaq or NYSE. Many small and micro-cap names trade here, generally with lower liquidity and less disclosure than exchange-listed stocks.
Uplisting
When a company moves its stock from the OTC markets to a major exchange like the Nasdaq. Often treated as a bullish catalyst because it can bring in institutional buyers who won't touch OTC names.
ATM Offering
An "at-the-market" offering, where a company sells new shares directly into the open market over time, often quietly, whenever there's enough volume to absorb it. A common source of ongoing dilution.
ELOC
An equity line of credit, where an investor commits to buy shares from a company on demand, usually at a discount to market price, which the investor often resells quickly. Another common dilution mechanism.
Warrant
A contract giving the holder the right to buy shares at a set price in the future. Warrants add to the share count when exercised, which is a form of future dilution built into a company's capital structure.
Convertible Note
A loan that can convert into shares instead of being repaid in cash, sometimes at a floating rate tied to the stock price. Floating-rate converts can create a feedback loop where falling prices trigger more shares being issued, pushing the price down further.
Reverse Split
A move that consolidates multiple existing shares into one, raising the per-share price without changing the company's total value. Often used to meet exchange listing requirements, and frequently followed by fresh dilution once the float shrinks.
Due Diligence (DD)
The research a trader does independently before acting on any information, including reading filings, checking the float and share structure, and verifying a catalyst directly at the source.
Promotion
Paid coverage of a stock, funded by the company or a third party, designed to generate buying interest. Legal when properly disclosed under Section 17(b), but not neutral research, and something every reader should factor into how they weigh a stock's coverage.
§17(b) Disclosure
The disclosure required by Section 17(b) of the Securities Act of 1933 whenever a publisher is compensated to promote a security. It states who paid, and roughly how much, so readers can judge how neutral the coverage actually is.

For the full mechanics of how we build alerts and the risks that come with trading small-caps, see How Momentum Alerts Work and Small-Cap Risk & Due Diligence.